Privacy and Account Protection

HLTC Statement and Account Information

Review legal disclosures regarding your portfolio positions price, tax information, investment objectives, errors and inquiries, your account, and statue of limitations. 

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Privacy Notice

To serve you well, we need to understand your situation and goals. The personal information you give us helps us to meet your financial needs. We are committed to maintaining your financial information’s confidentiality, integrity, and security.

We understand your desire for discretion in handling your financial matters, and we appreciate the trust you have placed in us to keep your information confidential. These Privacy Principles explain what personal information we collect, why we collect it, how we protect it, and in what circumstances we may share it.

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Terms of Use

Terms & Conditions

Hilliard Lyons Trust Company, LLC, at our discretion, provides you with services including, but not restricted to, news and information services. You agree to comply with the conditions imposed on your use of the services, as set out in these Terms and Conditions of Access and elsewhere in our Internet site. These services may be outside our control or provided by a third party in which case we cannot take responsibility for their content, or for any delays, interruptions or errors in the provisions of these additional services, provided we have exercised reasonable care and diligence in the selection of such providers.

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Legal and Regulatory Disclosures

Business Continuity

We plan to continue business in the event of a significant business disruption, with a planned recovery time proportional to the disruption’s severity. Our business continuity plan will let us continue to perform mission-critical services after a building-only, city-wide, or regional business disruption. 

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USA PATRIOT Act Information

To help combat funding for terrorism and money laundering activities, Hilliard Lyons and its affiliates are mandated to verify the identity of all persons who establish a customer relationship with the Firm.

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Notice for Non-US and Certain US Investors 

This Site has been published in the United States for residents of the United States. This Site is not intended for use by, or to provide any information to, investors outside of the United States. Investors outside of the United States may be subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this Site. No security, investment advisory service, or other product or service will be offered or sold in any jurisdiction in which such offer, solicitation, purchase or sale would be contrary to the securities laws or other local laws and regulations. U.S. investors should be advised that not all investments discussed on the Site may be available in all states. Hilliard Lyons Trust Company reserves the right to require proof of residence from any user accessing the Site and requesting information.

Nothing on this Site shall be construed to be a solicitation to buy or an offer to sell any security, product or service to any non-US investor, nor shall any such security, product or service be solicited, offered or sold in any jurisdiction where such activity would be contrary to the securities laws or other local laws and regulations, or would subject Hilliard Lyons Trust Company or any of its affiliates to any registration requirement within such jurisdiction.

Hilliard Lyons Trust Company Disclosures