To serve you well, we need to understand your situation and goals. The personal information you give us helps us to meet your financial needs. We are committed to maintaining your financial information’s confidentiality, integrity, and security.
We understand your desire for discretion in handling your financial matters, and we appreciate the trust you have placed in us to keep your information confidential. These Privacy Principles explain what personal information we collect, why we collect it, how we protect it, and in what circumstances we may share it.
Hilliard Lyons Account Safety Features
Hilliard Lyons operates as a fully disclosed SEC-registered broker-dealer and investment advisor with accounts carried and transactions cleared and settled through Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC, which does business as “First Clearing,” is a registered broker-dealer, a non-bank affiliate of Wells Fargo & Company, and a leading provider of clearing and custody services to financial institutions.
HLTC Statement and Account Information
Review legal disclosures regarding your portfolio positions price, tax information, investment objectives, errors and inquiries, your account, and statue of limitations.
Security is a priority at Hilliard Lyons. We are committed to protecting the security and confidentiality of customer information. We use a combination of state-of-the-art technology and methods to help to protect the security of your online session.